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Katie A Rudow

Morgan Stanley

Rochester, NY

Tuscaloosa, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-01-12
TX RA APPROVED_RES 2022-01-21
NY RA APPROVED 2021-06-16
CT RA APPROVED 2017-01-27
  • AL RA
    APPROVED
    Since 2023-01-12
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2017-01-27

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

1470 Northbank Parkway Suite 280, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Rochester NY 12/2016 Present
Unemployed Rochester NY 05/2016 11/2016
Dick'S Sporting Goods Victor NY 11/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2017 Present
  • 12/2016 → Present
    Morgan Stanley
    Rochester, NY
  • 05/2016 → 11/2016
    Unemployed
    Rochester, NY
  • 11/2016 → Present
    Dick'S Sporting Goods
    Victor, NY
  • 01/2017 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-27
S63 Uniform Securities Agent State Law Examination 2007-12-04
  • S66 Uniform Combined State Law Examination
    2017-01-27
  • S63 Uniform Securities Agent State Law Examination
    2007-12-04

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY
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