Mario Allen Iniguez

Employer firm

Wealthspire Retirement Advisory CRD 121254

$38.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• RESEARCH/VENDOR REPORTS ON 401(K) PLANS / DILIGENCE ON INVESTMENT LINEUPS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 04/2023
  Voya
  Cedar Park, TX
• 04/2023 → 10/2025
  Nfp Retirement, Inc.
  Aliso Viejo, CA
• 10/2025 → Present
  Wealthspire Retirement Advisory
  Aliso Viejo, CA

Previous Registrations

• 2014-11-06 → 2023-04-14
  Voya Financial Partners, Llc
  Cedar Park, TX
  Addison, TX
  Addison, TX
  Cedar Park, TX
• 2011-06-08 → 2014-11-06
  Voya Retirement Advisors, Llc
  Austin, TX
  Lisle, IL
  Austin, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-28
• S63 Uniform Securities Agent State Law Examination
  2009-06-23