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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
5800 South Remington Place, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Sioux Falls | SD | 03/2016 | 09/2023 |
| Raymond James & Associates, Inc | Sioux Falls | SD | 09/2023 | Present |
1. St Francis House; 210 N Sherman Ave, Sioux Falls, SD 57103; Non profit ; Member of the Board; Raise awareness to local community; 02/15/52022; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. St Francis House; 210 N Sherman Ave, Sioux Falls, SD 57103; Non profit for homeless; Treasurer of Finance Committee; 5/18/23; 4 hr/mo; During Securities Trading Hours; Not Investment-Related. 3. St Francis House; 210 N Sherman Ave, Sioux Falls, SD 57103; Non-profit; I will be on the finance committee; discuss help with long term planning for St. Francis House; 04/15/2022; 5 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-20 |
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