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135 S Main St Suite 600, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-02-07 |
Branch Locations
2850 Cutters Grove Ave Suite 102, Anoka, MN 55303 • United States
135 S Main St Suite 600, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Ramsey | MN | 02/2010 | 02/2018 |
| Trott Brook Financial, Llc | Ramsey | MN | 02/2018 | 02/2023 |
| Lasalle Street Securities, Llc | Elmhurst | IL | 02/2018 | 02/2023 |
| Trott Brook Financial, Inc. | Ramsey | MN | 11/2015 | 02/2023 |
| Ted Erhart, Sole Proprietor | Ramsey | MN | 02/2010 | Present |
| Lpl Financial Llc | Ramsey | MN | 01/2014 | 02/2018 |
| The Fiduciary Alliance | Greenville | SC | 02/2023 | Present |
1. 02/01/2023 - DBA NORRIS LAKE RETIREMENT PLANNING; Anoka, MN; Owner; Financial industry related; RIA business completed as Norris Lake Retirement Planning; Full time during trading hours 2. Ted Erhart, Sole Proprietor; Ramsey, MN Investment Related; Insurance Agent; Fixed Insurance Sales; Approximately 5 hrs/mo during trading hours; Started 02/2010.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-17 |
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