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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-04-23 |
Branch Locations
7200 E. Dry Creek Rd. Unit D-204, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bella Luna, Inc | Denver | CO | 01/2008 | Present |
| First Command Financial Planning, Inc. | Fort Worth | TX | 06/2009 | 02/2018 |
| First Command Financial Services, Inc. | Fort Worth | TX | 06/2009 | 02/2018 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 02/2018 |
| Lincoln Financial Securities | Denver | CO | 02/2018 | 04/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
1) BELLA LUNA, INC, 7200 E DRY CREEK RD, SUITE D-204, CENTENNIAL, CO, 01/2008, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 3 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 04/2021, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 3) LOTUS FINANCIAL PARTNERS, 7200 E DRY CREEK RD, SUITE D-204, CENTENNIAL, CO, 08/2023, OWNER, DBA, NIR, 160 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-04-23 |
| S65 | Uniform Investment Adviser Law Examination | 2008-04-22 |
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