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Brent Andrew Ries

Legacy Advisory Network, LLC

Dublin, OH

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Current Employers
Legacy Advisory Network, Llc

6315 Emerald Parkway, Dublin, OH 43016 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-07
  • OH RA
    APPROVED
    Since 2022-10-07

Branch Locations

6315 Emerald Parkway, Dublin, OH 43016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 07/2011 09/2022
Legacy Advisory Network, Llc Dublin OH 09/2022 Present
Other Businesses

1.) Independent Insurance Agent; Investment Related; LOA in Accident & Health, Life, and Variable; Start Date 09/2007

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-03
S63 Uniform Securities Agent State Law Examination 2008-07-17
  • S65 Uniform Investment Adviser Law Examination
    2022-10-03
  • S63 Uniform Securities Agent State Law Examination
    2008-07-17
Other Names
  • Brent Andrew Ries

View on SEC IAPD

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