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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| OH | RA | APPROVED | 2020-05-08 |
| TX | RA | APPROVED | 2019-01-14 |
| AZ | RA | APPROVED | 2019-01-07 |
Branch Locations
150 W University Drive, Tempe, AZ 85281 • United States
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Phoenix | AZ | 02/2014 | 12/2018 |
| Woodbury Financial Inc | Phoenix | AZ | 02/2014 | 12/2018 |
| Royal Alliance Associates, Inc. | Phoenix | AZ | 02/2014 | 12/2018 |
| Sagepoint Financial Inc. | Phoenix | AZ | 02/2014 | 12/2018 |
| American General Life Insurance Company | Phoenix | AZ | 02/2014 | 10/2016 |
| Jp Morgan Securities, Llc | Mesa | AZ | 12/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Mesa | AZ | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-23 |
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