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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-04-07
NH RA APPROVED 2018-04-26
  • ME RA
    APPROVED
    Since 2021-04-07
  • NH RA
    APPROVED
    Since 2018-04-26

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States

Greenland, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Portsmouth NH 07/2008 04/2018
Raymond James Financial Services, Inc. Portsmouth NH 04/2018 05/2022
Steward Partners Investment Advisory, Llc Portsmouth NH 04/2018 Present
Steward Partners Global Advisory, Llc Portsmouth NH 04/2018 Present
Steward Partners Investment Solutions, Llc Portsmouth NH 05/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: Snyder, Kenneth and Wendy Address: 145 Maplewood Ave, Suite 100, Portsmouth, NH, 03801, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: No Start Date: 08/09/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No responsibilities as of right now, successor trustee upon death of trustees (my parents). (2)Name of Business: Steward Partners Global Advisory Address: 29 Maplewood Ave Ste C, Portsmouth, NH, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 04/26/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (3)Name of Business: Steward Partners Investment Advisory LLC Address: 29 Maplewood Ave Ste C, Portsmouth, NH, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: No Start Date: 04/26/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Investment Advisor Representative, provide advisory services for clients. (4)Name of Business: The Sedoric Group Address: 145 Maplewood Ave, Suite 100, Portsmouth, NH, 03801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/26/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide investment and planning advice to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-30
  • S66 Uniform Combined State Law Examination
    2007-11-30
Designations
Other Names
  • Daniel C Snyder
  • D Casey Snyder

View on SEC IAPD

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