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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2023-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Columbia | MD | 03/2016 | 12/2017 |
| Homemaker | Silver Springs | MD | 01/2018 | 10/2020 |
| United Brokerage Services, Inc. | Parkersburg | WV | 10/2020 | 11/2022 |
| Raymond James Financial Services, Inc. | Vienna | WV | 01/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Vienna | WV | 01/2023 | Present |
| Peoples Bank | Vienna | WV | 12/2022 | Present |
| Peoples Investment Services | Vienna | WV | 12/2022 | Present |
(1)Name of Business: Peoples Bank Address: 1102 Grand Central Ave, Vienna, WV, 26105-1049, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/12/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Brokerage assistant (2)Name of Business: Peoples Investment Services Address: 1102 Grand Central Ave, Vienna, WV, 26105-1049, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/12/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client Service Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-12 |
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