Best Investors Account Sign in

Thomas J Mcginn

Morgan Stanley

Colchester, VT

Providence, RI

CRD 5425405

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-15
RI RA APPROVED 2025-07-14
VT RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-08-15
  • RI RA
    APPROVED
    Since 2025-07-14
  • VT RA
    APPROVED
    Since 2025-07-07

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Colchester VT 05/2025 Present
Unemployed Warwick RI 12/2024 05/2025
Leyton Boston MA 07/2022 12/2024
Alarm.cOm Mclean VA 07/2012 07/2022
Morgan Stanley Private Bank, N.A New York NY 07/2025 Present
  • 05/2025 → Present
    Colchester, VT
  • 12/2024 → 05/2025
    Unemployed
    Warwick, RI
  • 07/2022 → 12/2024
    Leyton
    Boston, MA
  • 07/2012 → 07/2022
    Alarm.cOm
    Mclean, VA
  • 07/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

*640853 - Frantic Antic Motorsports LLC; Investment Related - Yes; Daytona Beach, Florida; Automotive/Transportation; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2021; During Business Hours: 0; After Business Hours: 0; Other.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-03
  • S66 Uniform Combined State Law Examination
    2025-07-03
Other Names
  • Thomas James Mcginn

View on SEC IAPD

More in Colchester, VT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor