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William Anthony Carmody

Ubs Financial Services Inc.

Jericho, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2009-09-08
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2009-09-08

Branch Locations

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Jericho NY 11/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-23
  • S66 Uniform Combined State Law Examination
    2009-02-23
Other Names
  • William A Carmody

View on SEC IAPD

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