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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-11-11 |
| CA | RA | APPROVED | 2008-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 09/2007 | Present |
| Bank Of America, N.A. | San Jose | CA | 07/2011 | Present |
I*7802 For profit or not for profit: Name of outside business organization: Martin Hsu Investment related: Address of business: San Jose, California 95124 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*2254259, Entity Type: , Name of OBA: Rental Property 1, Address: San Jose, California, 95125, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 04/01/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-06 |
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