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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED_RES | 2019-07-19 |
| CA | RA | APPROVED | 2012-05-09 |
Branch Locations
101 Derby St Investment Solutions Group, Hingham, MA 02043 • United States
One Bryant Park Investment Solutions Group, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2009 | Present |
I*126004 For profit or not for profit: For-Profit Organization Name of outside business organization: BBFST LLC Investment related: Y Address of business: Dorchester, Massachusetts 2124 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/13/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am setting up an LLC in order to passively in invest in a friends restaurant I*10856 For profit or not for profit: Name of outside business organization: Michael P. Ferris Investment related: Address of business: Mashpee, Massachusetts 2649 Nature of business: , Compensation for Activity: Position, title, association: , Start date of relationship: 4/12/2021 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-09 |
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