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Adam Joseph Pennacchio

Morgan Stanley

Boston, MA

Wellesley, MA

Providence, RI

Boston, MA

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2018-05-18
TX RA APPROVED 2018-05-18
CT RA APPROVED 2017-01-18
  • RI RA
    APPROVED
    Since 2018-05-18
  • TX RA
    APPROVED
    Since 2018-05-18
  • CT RA
    APPROVED
    Since 2017-01-18

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

112 Worcester Street, Wellesley, MA 02481 • United States

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

28 State Street 26Th Floor, Boston, MA 02109 • United States

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boston MA 08/2016 Present
  • 08/2016 → Present
    Morgan Stanley Smith Barney Llc
    Boston, MA
Previous Registrations
  • 2009-10-23 → 2012-08-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
    New York, NY
    New York, NY
  • 2009-01-08 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
    Boston, MA
    New York, NY
    New York, NY
    Boston, MA
  • 2007-12-04 → 2008-12-31
    Bofa Advisors, Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-08
  • S66 Uniform Combined State Law Examination
    2016-11-08

View on SEC IAPD

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NEW HERITAGE CAPITAL, LLC
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Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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