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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-04 |
| TX | RA | APPROVED | 2025-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2015 | 10/2016 |
| Eagles Ketch, Llc | Boston | MA | 10/2016 | 05/2017 |
| Ubs Financial Services Inc. | Rockland | MA | 06/2017 | 12/2025 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 12/2025 | Present |
TOWN OF HANOVER MASSACHUSETTS CULTURAL COUNCIL; NOT INV RELATED; HANOVER,MA; COUNCIL MEMBER; START DATE: 06/01/2017; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-22 |
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