Roberto C Irias

CRD 5425030

Claim This Profile

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
CT	RA	APPROVED	2018-08-28

NY RA
APPROVED

Since 2021-06-16
CT RA
APPROVED

Since 2018-08-28

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

119 Edgewood Ave, Clifton, NJ 07012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barclays Capital Inc	New York	NY	04/2015	07/2018
Morgan Stanley	New York	NY	08/2018	Present

04/2015 → 07/2018

Barclays Capital Inc

New York, NY
08/2018 → Present

Morgan Stanley

New York, NY

Previous Registrations

2015-05-11 → 2015-12-28

Barclays Capital Inc.

New York, NY

New York, NY
2009-04-28 → 2015-05-04

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

Weehawken, NJ

Weehawken, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-22

S66 Uniform Combined State Law Examination

2009-04-22

Other Names

Roberto Irias
Roberto C Irias
Roberto Irias
Roberto Carlos Irias

View on SEC IAPD

More in Purchase, NY

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor