Peter Augustus Tunney

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2023-07-25
TX	RA	APPROVED_RES	2010-12-17
CA	RA	APPROVED	2008-12-10

ME RA
APPROVED

Since 2023-07-25
TX RA
APPROVED_RES

Since 2010-12-17
CA RA
APPROVED

Since 2008-12-10

Branch Locations

San Clemente, CA • United States

200 Spectrum Center Drive Suite 1800, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Irvine	CA	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Irvine, CA

Previous Registrations

2008-01-10 → 2008-12-01

Morgan Stanley & Co. Llc

Beverly Hills, CA

Other Businesses

A Window Between Worlds / 710 4th Avenue, Suite 5 Venice,CA 90291 / Other/ Other Charity / Art therapy for victims of trauma / Other / Board Member/Treasurer / Advise regarding budget concerns / Start Date 12/15/2016/ end Date 12/15/2018/ Non-Profit 43449 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-24

S66 Uniform Combined State Law Examination

2007-12-24

View on SEC IAPD