Lee S Mason

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2019
  Oppenheimer & Co. Inc.
  Scottsdale, AZ
• 04/2019 → 07/2021
  Edward Jones
  Tempe, AZ
• 07/2021 → 10/2022
  Robinhood Financial, Llc
  Tempe, AZ
• 01/2023 → Present
  Thrivent Advisor Network, Llc
  Mesa, AZ
• 12/2022 → 01/2023
  Coyo Az Deliveries
  Chandler, AZ
• 10/2022 → 12/2022
  Unemployed
  Mesa, AZ
• 04/2023 → 03/2024
  Pks Investments
  Albany, NY
• 04/2024 → Present
  Thrivent Investment Management Inc
  Minneapolis, MN
• 04/2024 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2019-04-12 → 2021-07-23
  Edward Jones
  Tempe, AZ
• 2016-04-07 → 2019-04-12
  Oppenheimer & Co. Inc.
  Scottsdale, AZ
• 2010-10-15 → 2016-03-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Pennington, NJ
  Chandler, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2010-10-14
• S63 Uniform Securities Agent State Law Examination
  2007-11-09

Other Names

• Lee S Mason
• Lee Mason
• Lee S. Mason
• Lee Steadman Mason