Tara Lea Holthus

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-05-29
MN	RA	APPROVED	2013-12-17
TX	RA	APPROVED	2013-12-17

HI RA
APPROVED

Since 2025-05-29
MN RA
APPROVED

Since 2013-12-17
TX RA
APPROVED

Since 2013-12-17

Branch Locations

Waianae, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Plymouth	MN	08/2013	Present
Prosperwell Financial	Plymouth	MN	02/2014	06/2017

08/2013 → Present

Lpl Financial Llc

Plymouth, MN
02/2014 → 06/2017

Prosperwell Financial

Plymouth, MN

Previous Registrations

2014-04-25 → 2017-06-05

Prosperwell Financial

Plymouth, MN
2009-08-31 → 2013-09-19

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

1. 10/5/2019 - Prosperwell Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/09/2013 - 5 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-13
S63	Uniform Securities Agent State Law Examination	2007-11-19

S66 Uniform Combined State Law Examination

2013-12-13
S63 Uniform Securities Agent State Law Examination

2007-11-19

Other Names

Tara Lea Lassiter
Tara Holtus

View on SEC IAPD