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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-09-06 |
| TX | RA | APPROVED | 2024-09-06 |
Branch Locations
124 Verdae Blvd Suite 501, Greenville, SC 29607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Greenville | SC | 02/2013 | 09/2024 |
| Raymond James Financial Services, Inc | Greenville | SC | 09/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Greenville | SC | 09/2024 | Present |
(1) Name of Business: FFH Wealth Advisors LLC dba Axia Wealth Advisors Address: 124 Verdae Blvd Ste 501, Greenville, SC, 29607-3847, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/19/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Principal/financial advisor at RJFS branch
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-06 |
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