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Richard J Walls

Walls Investment Management Company

Bluffton, SC

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Current Employers
Walls Investment Management Company

110 Traders Cross, Bluffton, SC 29909 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2011-02-22
  • SC RA
    APPROVED
    Since 2011-02-22

Branch Locations

110 Traders Cross, Bluffton, SC 29909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walls Investments Bluffton SC 06/2007 Present
  • 06/2007 → Present
    Walls Investments
    Bluffton, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-19
  • S65 Uniform Investment Adviser Law Examination
    2011-02-19

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · BLUFFTON, SC
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STATE FARM INVESTMENT MANAGEMENT CORP. · Bluffton, SC
VAN GROUW ADVISORS, LLC · BLUFFTON, SC

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