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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-05 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Bank | Washington | DC | 04/2013 | 06/2018 |
| Suntrust Investment Services, Inc. | Washington | DC | 05/2013 | 06/2018 |
| Suntrust Advisory Services, Inc. | Washington | DC | 09/2016 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 06/2019 | 07/2023 |
| J.P. Morgan Securities, Llc | Washington | DC | 06/2019 | 07/2023 |
| Unemployed | Washington | DC | 07/2018 | 05/2019 |
| Morgan Stanley | Garden City | NY | 07/2023 | 02/2024 |
| Lpl Enterprise | Melville | NY | 02/2025 | Present |
| Unemployed | Manhasset | NY | 02/2024 | 02/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-18 |
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