Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-10 |
Branch Locations
200 Barr Harbor Dr Ste 400, W Cnshohocken, PA 19428 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 02/2016 | 07/2022 |
| Santander Securities, Llc | Dorchester | MA | 02/2016 | 07/2022 |
| Cadaret Grant & Co., Inc. | West Conshohocken | PA | 07/2022 | 07/2025 |
| Lpl Financial Llc | West Conshohocken | PA | 07/2025 | Present |
1- 07/2025 - JHM Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2022 - 120 hours per month/ during trading 2- 07/2025 - Jhm Asset Managemet - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/2022 - 5 hours per month/ during trading 3- 07/2025 - James Mooney - Real Estate Rental - Investment Related - Harleysville, PA - Start Date 04/23/2014 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-05 |
Reach out to this advisor