Joey Goodspeed

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 09/2017
  Capfinancial Securities, Llc
  Raleigh, NC
• 06/2018 → 09/2019
  Wells Fargo Clearing Services Llc
  Schuamburg, IL
• 09/2017 → 06/2018
  Unemployed
  Elk Grove, IL
• 09/2019 → 09/2020
  Raymond James & Associates, Inc
  Chicago, IL
• 10/2020 → 01/2022
  Mutual Of America
  Westchester, IL
• 09/2020 → 10/2020
  Horace Mann Investors, Inc.
  Springfield, IL
• 06/2022 → 10/2022
  Sheridan Road, A Hub International Company
  Northbrook, IL
• 07/2022 → 10/2022
  Global Retirement Partners, Llc
  San Rafael, CA
• 01/2022 → 06/2022
  None
  Plainfield, IL
• 10/2022 → Present
  Lpl Financial Llc
  Northbrook, IL

Previous Registrations

• 2022-07-06 → 2022-10-25
  Sheridan Road Advisors, Llc, A Hub International Company
  Northbrook, IL
  Northbrook, IL
• 2020-09-22 → 2020-10-06
  Horace Mann Investors, Inc.
  Springfield, IL
  Plainfield, IL
  Warrenville, IL
• 2019-09-20 → 2020-09-10
  Raymond James & Associates, Inc.
  Chicago, IL
• 2018-11-29 → 2019-09-23
  Wells Fargo Clearing Services, Llc
  Schaumburg, IL

Other Businesses

1- 10/2022 / HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / Investment Related / Northbrook, IL 2- 05/2022 / HUB INTERNATIONAL / Outside/W-2 Employment / Non Investment Related / 160 HRS PER MNTH & 160 HRS During Trading-100 Time Spnt Prcnt / @office/ Northbrook, IL 3- 05/2022 / HUB INTERNATIONAL INVESTMENT SERVICES INC / ACCOMMODATION BROKER/DEALER / Non Investment Related / Northbrook, IL 4- 10/2022 / SHERIDAN ROAD FINANCIAL / DBA for LPL Business (entity for LPL business) / Investment Related / Northbrook, IL 5-10/20/2022 - SHERIDAN ROAD ADVISORS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 5/23/2022 - 160 Hours Per Month - I provide investment advisory services through SHERIDAN ROAD ADVISORS LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6-10/20/2022 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 5/23/2022 - 160 Hours Per Month 7-12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 8-12/22/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-11-29
• S63 Uniform Securities Agent State Law Examination
  2012-06-04

Other Names

• Joey Goodspeed
• Joey A Goodspeed