Chad Alder

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-05-09
MD	RA	APPROVED	2016-02-01
CA	RA	APPROVED	2014-06-16

TX RA
APPROVED_RES

Since 2019-05-09
MD RA
APPROVED

Since 2016-02-01
CA RA
APPROVED

Since 2014-06-16

Branch Locations

Mesa, AZ • United States

1114 Ave Of The Americas, New York, NY 10036 • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2012	Present
Bank Of America, N.A.	Chandler	AZ	12/2013	Present

10/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
12/2013 → Present

Bank Of America, N.A.

Chandler, AZ

Other Businesses

I*69677 For profit or not for profit: For-Profit Organization Name of outside business organization: Real estate Investment related: N Address of business: Mesa, Arizona 85212 Nature of business: Other,No business entity Position, title, association: Other, Self Start date of relationship: 2/12/2014 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: As a licensed real estate agent in Arizona, I will be acting as agent for my immediate family for buying and selling real estate.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-11
S63	Uniform Securities Agent State Law Examination	2007-10-25

S66 Uniform Combined State Law Examination

2014-06-11
S63 Uniform Securities Agent State Law Examination

2007-10-25

Other Names

Chad L Alder
Chad Alder
Chad Alder
Chad Lars Alder

View on SEC IAPD