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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-07 |
Branch Locations
2475 Bay Area Blvd, Houston, TX 77058 • United States
8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Na | League City | TX | 09/2007 | 07/2017 |
| J.P. Morgan Securities Llc | League City | TX | 10/2012 | 11/2017 |
| Jp Morgan Chase Bank N.A. | League City | TX | 07/2017 | 11/2017 |
| Jp Morgan Chase Bank N.A. | Houston | TX | 11/2017 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-24 |
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