Roger W Gluck

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 02/2022
  T. Rowe Price Investment Services, Inc.
  Tampa, FL
• 04/2022 → 09/2023
  E*Trade Securities Llc
  Temple Terrace, FL
• 04/2022 → 09/2023
  E*Trade Capital Management Llc
  Temple Terrace, FL
• 11/2022 → 09/2023
  Morgan Stanley
  Temple Terrace, FL
• 09/2023 → 06/2024
  Morgan Stanley
  Temple Terrace, FL
• 09/2023 → 09/2023
  Morgan Stanley
  Temple Terrace, FL
• 06/2024 → Present
  Morgan Stanley
  Tampa, FL

Previous Registrations

• 2022-05-05 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Temple Terrace, FL
• 2010-05-10 → 2022-02-28
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL
  Wesley Chapel, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-12-12
• S63 Uniform Securities Agent State Law Examination
  2008-03-21

Other Names

• Roger Gluck
• Roger Williams Gluck