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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-21
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2020-08-21
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

499 Broadway, Westwood, NJ 07675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Westwood NJ 09/2007 Present
J.P. Morgan Securities Llc Westwood NJ 10/2012 Present
Previous Registrations
  • 2010-09-17 → 2012-10-01
    Chase Investment Services Corp.
    Westwood, NJ
    Bayonne, NJ
    Northvale, NJ
    Emerson, NJ
    Paramus, NJ
    Fairlawn, NJ
    New Milford, NJ
    Northvale, NJ
    Ramsey, NJ
    Fairlawn, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-09
S63 Uniform Securities Agent State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2011-03-09
  • S63 Uniform Securities Agent State Law Examination
    2007-10-26

View on SEC IAPD

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