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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chicago Capital Management Advisors Llc | Lisle | IL | 02/2014 | 08/2018 |
| Securities Service Network | Frankfort | IL | 08/2018 | 09/2020 |
| Ssn Advisory Inc | Frankfort | IL | 08/2018 | 09/2020 |
| Choice Advisors/Fixed Insurance Sales | Brookfield | WI | 08/2018 | Present |
| Focused Tax Solutions, Tax Preparation | Brookfield | WI | 08/2018 | Present |
| Securities America, Inc. | Knoxville | TN | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Frankfort | IL | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Frankfort | IL | 06/2024 | Present |
1. WWW.FINANCIALFITNESS101.ORG POSITION: Sole representative NATURE: Financialfitness101.orgThe "Concept" is this: I position myself as one who offers financial assistance on a variety of topics for people who are trying to improve their finances. We are merely consolidating our existing web presences in to 1 more cohesive presence that better defines what I am trying to accomplish. Therefore rather than operate as handsonwealthmanagement.com and ftstaxadvisor.com, my web presence will be financialfitness101.org. My wife "May" receive compensation strictly where credit repair services are concerned, however that is unlikely. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/29/2019 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423 2. MYSELF POSITION: Myself, speaking NATURE: Myself. Not a business. On occasion, I have been asked to speak at a community college by someone I know. I would like to continue to do so, as well as expand the opportunity to speak even more. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/05/2018 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423 DESCRIPTION: I have taught basic principles of financial responsibility. These include getting out of debt, being more responsible, buying a home, purchasing insurance etc. I wish to continue doing so whenever the opportunity presents itself. 3. KENNETH R. SCHUYLER POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/05/2018 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423, United States DESCRIPTION: I offer insurance when the matter comes up. 4. FINANCIALFITNESS101 POSITION: Registered Rep NATURE: This is a marketing name DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/29/2019 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423, United States DESCRIPTION: DBA Marketing name for Securities and advisory business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-01-24 |
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