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Kenneth Raymond Schuyler

Osaic Wealth, Inc.

Frankfort, IL

CRD 5423123

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-14
  • IL RA
    APPROVED
    Since 2024-06-14

Branch Locations

Frankfort, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Capital Management Advisors Llc Lisle IL 02/2014 08/2018
Securities Service Network Frankfort IL 08/2018 09/2020
Ssn Advisory Inc Frankfort IL 08/2018 09/2020
Choice Advisors/Fixed Insurance Sales Brookfield WI 08/2018 Present
Focused Tax Solutions, Tax Preparation Brookfield WI 08/2018 Present
Securities America, Inc. Knoxville TN 09/2020 06/2024
Securities America Advisors, Inc. Frankfort IL 09/2020 06/2024
Osaic Wealth, Inc. Frankfort IL 06/2024 Present
  • 02/2014 → 08/2018
    Lisle, IL
  • 08/2018 → 09/2020
    Securities Service Network
    Frankfort, IL
  • 08/2018 → 09/2020
    Ssn Advisory Inc
    Frankfort, IL
  • 08/2018 → Present
    Choice Advisors/Fixed Insurance Sales
    Brookfield, WI
  • 08/2018 → Present
    Focused Tax Solutions, Tax Preparation
    Brookfield, WI
  • 09/2020 → 06/2024
    Securities America, Inc.
    Knoxville, TN
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Frankfort, IL
  • 06/2024 → Present
    Frankfort, IL
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Frankfort, IL
  • 2018-08-27 → 2020-09-18
    Ssn Advisory, Inc.
    Frankfort, IL
  • 2014-05-19 → 2018-09-10
    American Trust Investment Services, Inc.
    Chicago, IL
    San Clemente, CA
  • 2014-02-18 → 2018-08-27
    Lisle, IL
  • 2009-03-11 → 2014-02-18
    Oakbrook Terrace, IL
    Lombard, IL
  • 2008-12-05 → 2009-03-02
    T & M Financial Inc.
    Frankfort, IL
Other Businesses

1. WWW.FINANCIALFITNESS101.ORG POSITION: Sole representative NATURE: Financialfitness101.orgThe "Concept" is this: I position myself as one who offers financial assistance on a variety of topics for people who are trying to improve their finances. We are merely consolidating our existing web presences in to 1 more cohesive presence that better defines what I am trying to accomplish. Therefore rather than operate as handsonwealthmanagement.com and ftstaxadvisor.com, my web presence will be financialfitness101.org. My wife "May" receive compensation strictly where credit repair services are concerned, however that is unlikely. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/29/2019 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423 2. MYSELF POSITION: Myself, speaking NATURE: Myself. Not a business. On occasion, I have been asked to speak at a community college by someone I know. I would like to continue to do so, as well as expand the opportunity to speak even more. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/05/2018 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423 DESCRIPTION: I have taught basic principles of financial responsibility. These include getting out of debt, being more responsible, buying a home, purchasing insurance etc. I wish to continue doing so whenever the opportunity presents itself. 3. KENNETH R. SCHUYLER POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/05/2018 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423, United States DESCRIPTION: I offer insurance when the matter comes up. 4. FINANCIALFITNESS101 POSITION: Registered Rep NATURE: This is a marketing name DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/29/2019 ADDRESS: 7864 Harvest Dr., Frankfort IL 60423, United States DESCRIPTION: DBA Marketing name for Securities and advisory business.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-01-24
  • S63 Uniform Securities Agent State Law Examination
    2008-01-24
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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