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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-22 |
Branch Locations
230 Royal Palm Way, Palm Beach, FL 33401 • United States
1400 Broadway, 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Boca Raton | FL | 05/2014 | 04/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2018 |
| Raymond James & Associates, Inc | Ft Lauderdale | FL | 04/2018 | 08/2022 |
| Karli Vasquez-Mendez | Ft Lauderdale | FL | 04/2018 | Present |
| First Republic Bank | Boca Raton | FL | 08/2022 | 06/2023 |
| First Republic Securities Company, Llc | Boca Raton | FL | 08/2022 | 06/2023 |
| First Republic Investment Management, Inc | Boca Raton | FL | 08/2022 | 06/2023 |
| Flagstar Advisors/Flagstar Bank | Palm Beach | FL | 12/2024 | Present |
| Flagstar Bank | Palm Beach | FL | 09/2023 | 12/2024 |
1) Flagstar Bank, N.A. (NYCB); Investment Related; 102 Duffy Avenue, Hicksville, NY 11801; Employed as Group Director - Senior Vice President of Flagstar Advisors, Inc.;Started December 13, 2024; Full time Employment. 2) Acorn Care LLC; Non Investment Related; 1101 SE 2nd Street, Fort Lauderdale, FL 33301-3612; I conduct freelancebudget consulting for elder care; Started September 2, 2024; 15 hours per month. 3) KVM LLC; Non Investment Related, 1101 SE 2nd Street, Fort Lauderdale, FL 33301-3612; I own a rental apartment; (2) rental cars, and play violin events; Started July 11, 2023; 10 hours per month. 4) Nat King Cole Generation Hope - Non Profit; Not Investment Related; 21218 St. Andrews Boulevard, Boca Raton, FL 33433; Position: Board Member; Started October 11, 2022; Hours devoted to activity during trading hours: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-18 |
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