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Current Employers
Flagstar Securities, Inc

1400 Broadway 16Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-22
  • FL RA
    APPROVED
    Since 2025-01-22

Branch Locations

230 Royal Palm Way, Palm Beach, FL 33401 • United States

1400 Broadway, 16Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boca Raton FL 05/2014 04/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2018
Raymond James & Associates, Inc Ft Lauderdale FL 04/2018 08/2022
Karli Vasquez-Mendez Ft Lauderdale FL 04/2018 Present
First Republic Bank Boca Raton FL 08/2022 06/2023
First Republic Securities Company, Llc Boca Raton FL 08/2022 06/2023
First Republic Investment Management, Inc Boca Raton FL 08/2022 06/2023
Flagstar Advisors/Flagstar Bank Palm Beach FL 12/2024 Present
Flagstar Bank Palm Beach FL 09/2023 12/2024
  • 05/2014 → 04/2018
    Morgan Stanley Smith Barney Llc
    Boca Raton, FL
  • 01/2015 → 04/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2018 → 08/2022
    Ft Lauderdale, FL
  • 04/2018 → Present
    Karli Vasquez-Mendez
    Ft Lauderdale, FL
  • 08/2022 → 06/2023
    First Republic Bank
    Boca Raton, FL
  • 08/2022 → 06/2023
    First Republic Securities Company, Llc
    Boca Raton, FL
  • 08/2022 → 06/2023
    First Republic Investment Management, Inc
    Boca Raton, FL
  • 12/2024 → Present
    Flagstar Advisors/Flagstar Bank
    Palm Beach, FL
  • 09/2023 → 12/2024
    Flagstar Bank
    Palm Beach, FL
Previous Registrations
Other Businesses

1) Flagstar Bank, N.A. (NYCB); Investment Related; 102 Duffy Avenue, Hicksville, NY 11801; Employed as Group Director - Senior Vice President of Flagstar Advisors, Inc.;Started December 13, 2024; Full time Employment. 2) Acorn Care LLC; Non Investment Related; 1101 SE 2nd Street, Fort Lauderdale, FL 33301-3612; I conduct freelancebudget consulting for elder care; Started September 2, 2024; 15 hours per month. 3) KVM LLC; Non Investment Related, 1101 SE 2nd Street, Fort Lauderdale, FL 33301-3612; I own a rental apartment; (2) rental cars, and play violin events; Started July 11, 2023; 10 hours per month. 4) Nat King Cole Generation Hope - Non Profit; Not Investment Related; 21218 St. Andrews Boulevard, Boca Raton, FL 33433; Position: Board Member; Started October 11, 2022; Hours devoted to activity during trading hours: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-18
  • S66 Uniform Combined State Law Examination
    2008-08-18
Designations
Other Names
  • Karli Vazquez-Mendez

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