Kate Tastrom

Current Employers

Employment History

• 01/2015 → 10/2017
  National Planning Corporation
  East Setauket, NY
• 10/2017 → Present
  Osaic Wealth, Inc.
  Setauket, NY

Previous Registrations

• 2015-01-05 → 2015-12-31
  National Planning Corporation
  East Setauket, NY
  East Setauket, NY
  Hauppauge, NY
• 2014-07-03 → 2015-01-05
  Timecapital Investor Advisory Services Inc
  Port Jefferson Station, NY
• 2011-06-20 → 2012-07-10
  Neuberger Berman Bd Llc
  New York, NY

Other Businesses

1.SANTINI & TASTROM LLC, 348 MAIN ST EAST SETAUKET NY 11733, PARTNER, 1/5/2015, 30 HOURS TOTAL, 20 DURING TRADING HOURS, DBA ONLY. 2. FIRST FINANCIAL ADVISORS GROUP POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2015 ADDRESS: 620 Route 25A, Suite D, Mount Sinai NY 11766, United States DESCRIPTION: Financial Advisor 3. SANTINI & TASTROM LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2015 ADDRESS: 348 Main St., East Setauket NY 11733, United States DESCRIPTION: Financial Advisor 4. KATE TASTROM POSITION: Financial Advisor NATURE: Individual life and health insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 10/23/2017 ADDRESS: 348 Main St, East Setauket NY 11733, United States DESCRIPTION: Sales of life and health insurance to clients and prospects. 5. SHOREHAM CIVIC ORGANIZATION POSITION: Recording Secretary NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2022 ADDRESS: 799 Route 25A, Shoreham NY 11786, United States DESCRIPTION: -Take minutes of all meetings and keep record of proceedings-Forward minutes to the President for final editing before posting to organization website-Maintain official voting records of the organization-Be the custodian for the institution's by-laws 6. SHOREHAM VILLAGE FINANCE COMMITTEE POSITION: Member NATURE: The Village of Shoreham is an incorporated village. The Finance Committee was just established as a means of checks and balances for the Village's annual budget. I will serve as an advisor to the Village to help ensure that spending plans are made in the best interest of all Village residents. There is no check writing or managing of funds associated with this role, as those duties are handled by the Village Mayor and Trustees. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: 80 Woodville Rd, Shoreham NY 11786, United States DESCRIPTION: I will serve as an advisor to the Village to help ensure that spending plans are made in the best interest of all Village residents. There is no check writing or managing of funds associated with this role, as those duties are handled by the Village Mayor and Trustees.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-11-13
• S65 Uniform Investment Adviser Law Examination
  2011-06-17

Designations

Other Names

• Kate Tonetti
• Kate Tonetti