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Wesley G Sullivan

J.P. Morgan Securities LLC

San Pedro, CA

San Pedro, CA

CRD 5422706

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-24
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1603 W 25Th St, San Pedro, CA 90732 • United States

1001 S. Pacific Ave., San Pedro, CA 90731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Pedro CA 10/2012 Present
Jpmorgan Chase Bank, N.A. San Pedro CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Long Beach, CA
    Long Beach, CA
    Long Beach, CA
    Lakewood, CA
    Lakewood, CA
  • 2008-07-31 → 2009-05-02
    Wamu Investments, Inc.
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-30
  • S66 Uniform Combined State Law Examination
    2008-07-30
Other Names
  • Wesley Grahame Sullivan

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.

Nearby Investors

PATRICIA ALISON FLEMING
JOSEPH SARKISIAN
GREGORY PHILIP FONG

Nearby Offices

LPL FINANCIAL LLC · SAN PEDRO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA
OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA

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