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Wesley G Sullivan

J.P. Morgan Securities LLC

San Pedro, CA

San Pedro, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-24
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1603 W 25Th St, San Pedro, CA 90732 • United States

1001 S. Pacific Ave., San Pedro, CA 90731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Pedro CA 10/2012 Present
Jpmorgan Chase Bank, N.A. San Pedro CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Long Beach, CA
    Long Beach, CA
    Long Beach, CA
    Lakewood, CA
    Lakewood, CA
  • 2008-07-31 → 2009-05-02
    Wamu Investments, Inc.
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-30
  • S66 Uniform Combined State Law Examination
    2008-07-30
Other Names
  • Wesley Grahame Sullivan

View on SEC IAPD

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Other Investors

PATRICIA ALISON FLEMING
JOSEPH SARKISIAN
GREGORY PHILIP FONG
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Luis J. Arzate
Miguel Lazarte
Michael Richard McCallister
RICHARD THOMAS MCCALLISTER

Other Offices

LPL FINANCIAL LLC · SAN PEDRO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA
OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA
J.P. MORGAN SECURITIES LLC · Rancho Palos Verdes, CA
PLANMEMBER SECURITIES CORPORATION · Rancho Palos Verdes, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO PALOS VERDES, CA
U.S. BANCORP ADVISORS, LLC · Rancho Palos Verdes, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN PEDRO, CA

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