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Michael J Charboneau

Morgan Stanley

Waukesha, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-27
WI RA APPROVED 2022-08-12
  • TX RA
    APPROVED
    Since 2023-01-27
  • WI RA
    APPROVED
    Since 2022-08-12

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co. Milwaukee WI 07/2015 06/2022
Morgan Stanley Smith Barney Llc Waukesha WI 08/2022 Present
Morgan Stanley Private Bank, N.A New York NY 09/2022 Present
  • 07/2015 → 06/2022
    Robert W Baird & Co.
    Milwaukee, WI
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Waukesha, WI
  • 09/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-20
  • S66 Uniform Combined State Law Examination
    2008-08-20
Other Names
  • Michael James Charboneau

View on SEC IAPD

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MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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