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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-10
TX RA APPROVED 2019-05-10
  • CA RA
    APPROVED
    Since 2019-05-10
  • TX RA
    APPROVED
    Since 2019-05-10

Branch Locations

4229 Woodruff Ave, Lakewood, CA 90713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner Smith Incorporated Norwalk CA 09/2013 04/2019
Bank Of America, N.A. Norwalk CA 10/2013 04/2019
Jp Morgan Securities, Llc Long Beach CA 05/2019 Present
Jp Morgan Chase Bank, N.A. Long Beach CA 05/2019 Present
Diamond Touch Photo Booth Walnut Park CA 06/2023 08/2023
  • 09/2013 → 04/2019
    Merrill Lynch,Pierce,Fenner Smith Incorporated
    Norwalk, CA
  • 10/2013 → 04/2019
    Bank Of America, N.A.
    Norwalk, CA
  • 05/2019 → Present
    Long Beach, CA
  • 05/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Long Beach, CA
  • 06/2023 → 08/2023
    Diamond Touch Photo Booth
    Walnut Park, CA
Previous Registrations
  • 2013-10-01 → 2019-04-18
    Norwalk, CA
    Fullerton, CA
    Norwalk, CA
    Norwalk, CA
    Norwalk, CA
    Norwalk, CA
    Lakewood, CA
    San Pedro, CA
    Torrance, CA
    Torrance, CA
    Harbor City, CA
    Harbor City, CA
    San Pedro, CA
    San Pedro, CA
    Harbor City, CA
    San Pedro, CA
    Gardena, CA
    San Pedro, CA
    San Pedro, CA
  • 2013-05-20 → 2013-09-03
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: MUSIC BOOKING MANAGER START DATE: 5/14/2019 ADDRESS: 2930 Walnut Park, CA DETAILS: BOOKING ARTISTS LIVE PERFORMANCES. SCHEDULE LIVE PERFORMANCES ONLY (POINT OF CONTACT FOR NIGHT CLUBS, CARNIVALS, PRIVATE EVENTS ETC.). INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-01
S63 Uniform Securities Agent State Law Examination 2008-06-12
  • S66 Uniform Combined State Law Examination
    2013-03-01
  • S63 Uniform Securities Agent State Law Examination
    2008-06-12
Other Names
  • Cesar Chavez
  • Cesar Ricardo Chavez
  • Cesar R Chavez

View on SEC IAPD

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