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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-10 |
| TX | RA | APPROVED | 2019-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch,Pierce,Fenner Smith Incorporated | Norwalk | CA | 09/2013 | 04/2019 |
| Bank Of America, N.A. | Norwalk | CA | 10/2013 | 04/2019 |
| Jp Morgan Securities, Llc | Long Beach | CA | 05/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Long Beach | CA | 05/2019 | Present |
| Diamond Touch Photo Booth | Walnut Park | CA | 06/2023 | 08/2023 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: MUSIC BOOKING MANAGER START DATE: 5/14/2019 ADDRESS: 2930 Walnut Park, CA DETAILS: BOOKING ARTISTS LIVE PERFORMANCES. SCHEDULE LIVE PERFORMANCES ONLY (POINT OF CONTACT FOR NIGHT CLUBS, CARNIVALS, PRIVATE EVENTS ETC.). INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-12 |
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