Cesar Ricardo Chavez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 04/2019
  Merrill Lynch,Pierce,Fenner Smith Incorporated
  Norwalk, CA
• 10/2013 → 04/2019
  Bank Of America, N.A.
  Norwalk, CA
• 05/2019 → Present
  Jp Morgan Securities, Llc
  Long Beach, CA
• 05/2019 → Present
  Jp Morgan Chase Bank, N.A.
  Long Beach, CA
• 06/2023 → 08/2023
  Diamond Touch Photo Booth
  Walnut Park, CA

Previous Registrations

• 2013-10-01 → 2019-04-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norwalk, CA
  Fullerton, CA
  Norwalk, CA
  Norwalk, CA
  Norwalk, CA
  Norwalk, CA
  Lakewood, CA
  San Pedro, CA
  Torrance, CA
  Torrance, CA
  Harbor City, CA
  Harbor City, CA
  San Pedro, CA
  San Pedro, CA
  Harbor City, CA
  San Pedro, CA
  Gardena, CA
  San Pedro, CA
  San Pedro, CA
• 2013-05-20 → 2013-09-03
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: MUSIC BOOKING MANAGER START DATE: 5/14/2019 ADDRESS: 2930 Walnut Park, CA DETAILS: BOOKING ARTISTS LIVE PERFORMANCES. SCHEDULE LIVE PERFORMANCES ONLY (POINT OF CONTACT FOR NIGHT CLUBS, CARNIVALS, PRIVATE EVENTS ETC.). INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2013-03-01
• S63 Uniform Securities Agent State Law Examination
  2008-06-12

Other Names

• Cesar Chavez
• Cesar Ricardo Chavez
• Cesar R Chavez