Shawn Michael Hochuli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Lpl Financial Llc
  Fountain Valley, CA

Previous Registrations

• 2001-01-02 → 2005-03-14
  Morgan Stanley Dw Inc.
  Ontario, CA

Other Businesses

1. 03/11/2005 - IWM PARTNERS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - SELLING FIXED INSURANCE PRODUCTS. 2. 06/05/2015 - IWM PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 03/11/05 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 7/31/2018 - NFL / NCAA - Not Investment Related - Location Address: Various - Other-Football Official/Referee - Started 02/15/08 - 40 Hours Per Month/0 Hours During Securities Trading. 4. 11/08/2023 - The Retirement Referee - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/06/2023 - 2 Hours Per Month/ 0 Hours During Trading 5. 11/29/2024 - H&H Property Holdings - Real Estate Rental - Not Investment Related - La Quinta, CA - Start Date 09/02/2019 - 0 Hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2000-06-14