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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2020-07-06 |
Branch Locations
Canandaigua, NY • United States
1 Fishers Road Ste 180, Pittsford, NY 14534-9502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Pittsford | NY | 11/2015 | Present |
(1) 11/30/2015: Grover Financial Services - Investment Related - 1 Fishers Road Ste 180 Pittsford, NY 14534-9502 - DBA for LPL Business (entity for LPL business) - Start 11/30/2015 - Time Spent 100%. (2) 09/16/2016: o'kelly financial services - Investment Related - 1 Fishers Road, Suite 180 Pittsford NY 14534 - DBA for LPL Business (entity for LPL business) - Start 08/24/2016 - 10 Hr/Mo; 10 Hour(s) During Securities Trading - The only services offered through this DBA is approved Financial Advisory Services through LPL jointly with Brendan O'Kelly. (3) 12/8/2016: Brighton Central School Continuing Education - Investment Related - Brighton High School, 1150 Winton Road South, Rochester, NY 14618 - Other-Instructor - Started 01/24/2016 - 8 Hours Per Month/0 Hours During Securities Trading. (4) 12/8/2016: Finger Lakes Community College - Not Investment Related - Finger Lakes Community College, Victor Campus: 200 Victor Heights Parkway, Victor, NY 14564; Canandaigua Campus: 3325 Marvin Sands Drive - Other-Instructor - Start 01/26/2017 - 8 Hours Per Month/0 Hours During Securities Trading. (5) 12/9/2016: Penfield Recreation Department - Not Investment Related - 1985 Baird Road, Penfield, NY 14526 - Other-Instructor - Start 01/25/2017 - 8 Hours Per Month During Securities Trading. (6) 10/25/2017 - JMGFS, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 09/29/2017 - 20 Hours Per Month/20 Hours During Securities Trading. (7) 08/27/2021 - No Business Name - Investment Related - Canandaigua, NY 14424 - Real Estate Rental - Start Date: 07/30/2021 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
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