Umberto Perez

Current Employers

Employment History

• 10/2015 → Present
  Castleview Partners, Llc
  Dallas, TX
• 02/2016 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2006-01-25 → 2016-04-15
  Fortitude Advisory Group L.L.C.
  Coral Gables, FL
  Coral Gables, FL
• 2009-03-30 → 2010-12-31
  Global Wealth Advisors
  Coral Gables, FL
• 2004-07-29 → 2006-01-31
  Park Avenue Securities Llc
  Coral Gables, FL
  Coral Gables, FL
• 2003-02-13 → 2003-09-03
  Mml Investors Services, Llc
  Coral Gables, FL

Other Businesses

1) DBA: UP Capital Management LLC. 814 Ponce De Leon BLVD Suite 500 Coral Gables, FL 33156; President; Holistic approach to financial planning; Investment related business; 40% of time spent 2) DBA -Castleview Partners - 814 Ponce De Leon Blvd, Ste 500, Coral Gables, FL 33134; Outside RIA Business; Investment Related; Principal; Advisory Services to Individual Corporations; 50% of time spent 3) Fixed Insurance - 814 Ponce De Leon Blvd, Ste 500, Coral Gables, FL 33134;Fixed Insurance; Investment Related; President; Holistic approach to financial planning; 40% of time spent 4) Real Estate; Non-investment related; 740 Aledo Ave Coral Gables, FL 33134; Owner; Manage properties, collect rent; 2% of time spent 5) Watercolor Dream, LLC -814 Ponce De Leon Blvd, Ste 500, Coral Gables, FL 33134; Start Date June 23, 2025; Investment Related; Real Estate; Oversee Property Management; Manager; 4 Hours/Month devoted to other business; Less than 1 Hour/Month devoted to other business during securities trading hours. 6) TN Family Cabin LLC - 814 Ponce De Leon Blvd, Ste 500, Coral Gables, FL 33134; Start Date September 10, 2021; Investment Related; Real Estate; Oversee Property Management; Manager; 4 Hours/Month devoted to other business; Less than 1 Hour/Month devoted to other business during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-24