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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-10-25 |
Branch Locations
28555 Orchard Lake Road, Suite 100, Farmington Hills, MI 48334 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William Connell | Livonia | MI | 05/2016 | 10/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Livonia | MI | 05/2016 | 10/2017 |
| Waddell & Reed, Inc | Livonia | MI | 05/2016 | 10/2017 |
| Livonia Rotary Club | Livonia | MI | 07/2014 | 01/2017 |
| St. Louis Center | Chelsea | MI | 04/2017 | Present |
| Life Guide Financial Consultants (Dba) | Livonia | MI | 12/2016 | 03/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 40 HR/MO, 40 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) RETIREMENT AND WEALTH STRATEGIES, 28555 Orchard Lake Rd, Suite 100, Farmington Hills MI 48334, United States, 10/19/2017, IAR, Insurance/Benefits/Human Resources, NIR, 60 HR/MO, 40 HR/MO TRADING. 3) SANO, 28555 Orchard Lake Rd, Suite 100, Livonia MI 48334, 07/2026, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-27 |
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