Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-10-25
  • MI RA
    APPROVED
    Since 2017-10-25

Branch Locations

28555 Orchard Lake Road, Suite 100, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Connell Livonia MI 05/2016 10/2017
Various Insurance Carriers For W&R Insurance Agencies Livonia MI 05/2016 10/2017
Waddell & Reed, Inc Livonia MI 05/2016 10/2017
Livonia Rotary Club Livonia MI 07/2014 01/2017
St. Louis Center Chelsea MI 04/2017 Present
Life Guide Financial Consultants (Dba) Livonia MI 12/2016 03/2020
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
  • 05/2016 → 10/2017
    William Connell
    Livonia, MI
  • 05/2016 → 10/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Livonia, MI
  • 05/2016 → 10/2017
    Waddell & Reed, Inc
    Livonia, MI
  • 07/2014 → 01/2017
    Livonia Rotary Club
    Livonia, MI
  • 04/2017 → Present
    St. Louis Center
    Chelsea, MI
  • 12/2016 → 03/2020
    Life Guide Financial Consultants (Dba)
    Livonia, MI
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2016-05-18 → 2017-10-26
    Waddell & Reed
    Livonia, MI
    Hamden, CT
  • 2015-09-25 → 2016-05-17
    B. Riley Wealth Management
    Livonia, MI
    Memphis, TN
  • 2010-06-23 → 2015-09-25
    Foresters Equity Services, Inc.
    Livonia, MI
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 40 HR/MO, 40 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) RETIREMENT AND WEALTH STRATEGIES, 28555 Orchard Lake Rd, Suite 100, Farmington Hills MI 48334, United States, 10/19/2017, IAR, Insurance/Benefits/Human Resources, NIR, 60 HR/MO, 40 HR/MO TRADING. 3) SANO, 28555 Orchard Lake Rd, Suite 100, Livonia MI 48334, 07/2026, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-17
S63 Uniform Securities Agent State Law Examination 2007-12-27
  • S65 Uniform Investment Adviser Law Examination
    2010-05-17
  • S63 Uniform Securities Agent State Law Examination
    2007-12-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Farmington Hills, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor