Elizabeth Anne Williams

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2011-10-11
TX	RA	APPROVED	2011-10-03

NE RA
APPROVED

Since 2011-10-11
TX RA
APPROVED

Since 2011-10-03

Branch Locations

Papillion, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	10/2011	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	10/2011	Present

10/2011 → Present

Cambridge Investment Research, Inc

Fairfield, IA
10/2011 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2008-01-08 → 2011-10-04

Cetera Wealth Services, Llc

Papillion, NE

Other Businesses

1) ESTATE & WEALTH PLANNING INC, 5801 MARK ST PAPILLION NE, 05/2010, PRESIDENT, DBA, INV REL, 120 HR/MO 80 HR/MO Trading 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2011, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 3) ELIZABETH WILLIAMS, 5801 MARK ST PAPILLION NE, 10/2011, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO 10 HR/MO Trading 4) ESTATE & WEALTH PLANNING - RENTAL PROPERTY, 5802 MARK ST PAPILLION NE, 10/2023, OWNER, REAL ESTATE, INV REL, 10 HR/MO 0 HR/MO TRADING 5) MARK STREET FINANCIAL, 5801 MARK ST PAPILLION NE, 10/2023, IAR, DBA, INV REL, 120 HR/MO 120 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-14

S66 Uniform Combined State Law Examination

2007-11-14

Designations

Certified Financial Planner

Other Names

Elizabeth Anne Abels

View on SEC IAPD