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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-10-23
FL RA APPROVED 2008-03-11
  • TX RA
    APPROVED
    Since 2008-10-23
  • FL RA
    APPROVED
    Since 2008-03-11

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mlpfs Heathrow FL 09/2007 Present
  • 09/2007 → Present
    Mlpfs
    Heathrow, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-16
  • S66 Uniform Combined State Law Examination
    2008-02-16
Other Names
  • Cynthia Karen Waechter
  • Cindy Karen Zapp

View on SEC IAPD

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