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Current Employers
Alden Investment Group

37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-28
  • FL RA
    APPROVED
    Since 2022-07-28

Branch Locations

37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States

10484 138Th St, Largo, FL 33774 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank St. Petersburg FL 10/2014 05/2021
Cetera Investment Services Llc St. Cloud MN 04/2015 05/2021
Alden Investment Group Wayne PA 05/2021 Present
J Alden Associates, Inc. Wayne PA 01/2022 Present
  • 10/2014 → 05/2021
    Regions Bank
    St. Petersburg, FL
  • 04/2015 → 05/2021
    Cetera Investment Services Llc
    St. Cloud, MN
  • 05/2021 → Present
    Wayne, PA
  • 01/2022 → Present
    J Alden Associates, Inc.
    Wayne, PA
Previous Registrations
Other Businesses

1) Consulting - Soli Deo Gloria Ventures II, 10484 138th Street Largo FL 33774 - 5 hours per month during securities trading hours. Advising on marketing , entity structuring, and tax related items. 2) Insurance license

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-05
S65 Uniform Investment Adviser Law Examination 2011-06-07
  • S63 Uniform Securities Agent State Law Examination
    2023-06-05
  • S65 Uniform Investment Adviser Law Examination
    2011-06-07
Designations
Other Names
  • Nate Goad

View on SEC IAPD

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