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Syreeta Monique Kitchen-Dukes

Vanguard Advisers, Inc.

Charlotte, NC

CRD 5421605

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-10
AR RA APPROVED 2024-04-12
UT RA APPROVED 2024-04-11
NC RA APPROVED 2020-09-21
TX RA APPROVED_RES 2020-09-11
  • MA RA
    APPROVED
    Since 2024-06-10
  • AR RA
    APPROVED
    Since 2024-04-12
  • UT RA
    APPROVED
    Since 2024-04-11
  • NC RA
    APPROVED
    Since 2020-09-21
  • TX RA
    APPROVED_RES
    Since 2020-09-11

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/2007 Present
G Virt So, Inc. Charlotte NC 09/2019 Present
Desirae'S Desserts Charlotte NC 01/2020 Present
Independence High School Charlotte NC 08/2021 Present
Vanguard Marketing Corporation Charlotte NC 09/2007 Present
Vanguard Advisers, Inc. Charlotte NC 09/2020 Present
  • 09/2007 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2019 → Present
    G Virt So, Inc.
    Charlotte, NC
  • 01/2020 → Present
    Desirae'S Desserts
    Charlotte, NC
  • 08/2021 → Present
    Independence High School
    Charlotte, NC
  • 09/2007 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 09/2020 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: G VIRT SO, INC. NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: VACATIONS POSITION: AGENT START DATE: 09/2019 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRAVEL NAME OF BUSINESS: DESIRAE'S DESSERTS NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RETAIL/SERVICE POSITION: REGISTERED OWNER START DATE: 01/2020 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BAKING, SALES, WEBSITE SUPPORT NAME OF BUSINESS: INDEPENDENCE HIGH SCHOOL NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: EDUCATION POSITION: COACH START DATE: 08/2021 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-05
S63 Uniform Securities Agent State Law Examination 2007-10-10
  • S66 Uniform Combined State Law Examination
    2020-09-05
  • S63 Uniform Securities Agent State Law Examination
    2007-10-10
Other Names
  • Syreeta Monique Kitchen
  • Syreeta Kitchen-Dukes

View on SEC IAPD

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