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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-06-10 |
| AR | RA | APPROVED | 2024-04-12 |
| UT | RA | APPROVED | 2024-04-11 |
| NC | RA | APPROVED | 2020-09-21 |
| TX | RA | APPROVED_RES | 2020-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2007 | Present |
| G Virt So, Inc. | Charlotte | NC | 09/2019 | Present |
| Desirae'S Desserts | Charlotte | NC | 01/2020 | Present |
| Independence High School | Charlotte | NC | 08/2021 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2007 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2020 | Present |
NAME OF BUSINESS: G VIRT SO, INC. NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: VACATIONS POSITION: AGENT START DATE: 09/2019 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRAVEL NAME OF BUSINESS: DESIRAE'S DESSERTS NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RETAIL/SERVICE POSITION: REGISTERED OWNER START DATE: 01/2020 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BAKING, SALES, WEBSITE SUPPORT NAME OF BUSINESS: INDEPENDENCE HIGH SCHOOL NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: EDUCATION POSITION: COACH START DATE: 08/2021 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-10 |
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