Christopher Shannon Madden

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 09/2018
  Axa Distributors, Llc
  New York, NY
• 09/2018 → 10/2020
  Transamerica Capital, Inc.
  Denver, CO
• 01/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 01/2021 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 09/2018 → 11/2020
  Transamerica Capital, Inc.
  Denver, CO
• 09/2007 → 09/2018
  Axa Equitable Life Insurance
  Jersey City, NJ
• 12/2020 → 12/2020
  Unemployed
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2021-02-26
• S63 Uniform Securities Agent State Law Examination
  2007-10-31

Other Names

• Christopher S Madden