Enrique Basanez

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 04/2021
  Merrill Lynch Commodities, Inc.
  Houston, TX
• 06/2018 → 11/2018
  Icon Information Consultants, Lp
  Houston, TX
• 03/2018 → 06/2018
  Exp Realty Llc
  Ogden, UT
• 07/2015 → 02/2018
  Goldman Sachs
  Salt Lake City, UT
• 05/2021 → 08/2021
  Thrivent Investment Management Inc
  Colorado Springs, CO
• 08/2021 → 10/2021
  Thrivent Financial
  Colorado Springs, CO
• 10/2021 → 12/2025
  Thrivent Financial
  Colorado Springs, CO
• 12/2025 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 12/2025 → Present
  Charles Schwab Bank
  Lone Tree, CO

Previous Registrations

• 2021-08-04 → 2026-01-12
  Thrivent Investment Management Inc.
  Greenwood Village, CO
  Colorado Springs, CO
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

1) Primary Home Basement Rental | Investment Related:No|Real Estate (Non-Agent/Broker)|Co-Landlord|4/1/2025|Less than 20|0|Collect rent, 2) EB Capital LLC | Investment Related:No|Other|Sole LLC member|3/31/2026|Less than 20|0|Trading personal account with Schwab

Exams

• S66 Uniform Combined State Law Examination
  2021-08-03