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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 09/2007 | Present |
| Bank Of America, N.A. | Houston | TX | 09/2009 | Present |
I*: 919255 Entity Type: Charitable Name of OBA: Love Fosters Hope Address: Magnolia, TX 77354 Investment Related: No Position, Title, Association: board member Employee Start Date: 07/13/2022 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Love Fosters Hope is a Texas-based non-profit organization with many facets, but one purpose: to impact the lives of children and teens in foster care who have been abused, neglected, or abandoned. They have asked me to join the board of the organization as a general member and now they have asked me to serve as Vice Chairman of the Board. My duty as Vice Chairman is to lead board meetings when the Chairman of the Board is absent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-09 |
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