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35 West Broad Street Suite 100, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-09-11 |
Branch Locations
35 West Broad Street Suite 100, Stamford, CT 06902 • United States
405 Lexington Avenue 26Th Floor, New York, NY 10174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | New York | NY | 06/2018 | 12/2018 |
| Newmark Capital | New York | NY | 05/2015 | 05/2018 |
| Dr. Howard Feldman Facc Facp | Brooklyn | NY | 01/2001 | Present |
| Sovereign Financial Group, Inc. | New York | NY | 06/2018 | Present |
(1) DR. HOWARD FELDMAN FACC FACP - NOT INVESTMENT RELATED - 953 48TH ST, BROOKLYN, NY 11219 - COMPUTER MAINTENANCE - CLERK - START 1/2001 - 10 HOURS/MONTH DEVOTED, ZERO HOURS DEVOTED DURING TRADING HOURS; DUTIES: PERFORM BASIC COMPUTER MAINTENANCE. (2) FELDO FUNDS LLC - NOT INVESTMENT RELATED - 164 MONROE BLVD, LONG BEACH, NY 11561 - LLC FROM PAST EMPLOYMENT - PRINCIPAL OF FIRM SINCE 08/2016 - ZERO HOURS DEVOTED / NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-16 |
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