Anna M Apodaca

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-09-05
LA	RA	APPROVED	2023-08-22
TX	RA	APPROVED	2022-01-04

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	St. Louis	MO	02/2015	03/2018
Td Ameritrade, Inc.	St. Louis	MO	02/2018	01/2021
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	01/2021
Lake Point Wealth Management, Llc	Rockwall	TX	02/2021	11/2021
Mercer Global Advisors, Inc.	Rockwall	TX	11/2021	05/2022
Td Ameritrade	Covington	LA	03/2018	01/2021
Mercer Global Advisors Inc.	Rockwall	TX	05/2022	12/2025
Mercer Global Advisors Inc.	Rockwall	TX	01/2026	Present

2021-04-12 → 2022-06-09

Lake Point Wealth Management, Llc

Heath, TX
2018-02-26 → 2021-01-11

Td Ameritrade Investment Management, Llc

St Louis, MO

Omaha, NE

Covington, LA
2018-02-27 → 2020-12-31

Td Ameritrade, Inc.

St. Louis, MO

St Louis, MO

Covington, LA
2016-03-17 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2008-10-29 → 2015-02-03

Td Ameritrade, Inc.

Omaha, NE

Fort Worth, TX

Westlake, TX
2008-10-29 → 2015-02-03

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-27
S63	Uniform Securities Agent State Law Examination	2008-02-08

Other Firms