Jared Finkelstein

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2014 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*: 2248261 Entity Type: For Profit Name of OBA: Up Padel Corp. Address: South Hampton, NY 11968 Investment Related: No Position, Title, Association: Committee memnber Employee Start Date: 4/4/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Up Padel is in the Padel space. They host tournaments and have a propriety rating system for Padel. I am acting as a strategic advisor helping them plan tournaments. I*4680338 Entity Type: Not for Profit Name of OBA: Siux Padel USA Address: Miami, Florida, 33145 Investment Related: No Position, Title, Association: Employee Start Date: 06/15/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Ambassador for a Padel brand. This is a sport that I compete in for fun and has nothing to do with work. Play with a Siux Padel Racquet and support the brand in the Padel community

Exams

• S66 Uniform Combined State Law Examination
  2014-07-01
• S63 Uniform Securities Agent State Law Examination
  2008-03-17

Designations

• Certified Financial Planner

Other Names

• Jared Finkelstein