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Donald Walter Droegemueller

Peak Financial Consulting, Inc.

Bloomington, MN

CRD 5420529

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Employer firm

Peak Financial Consulting, Inc. CRD 291860

$132M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Peak Financial Consulting, Inc.

1650 West 82Nd Street Suite 870, Bloomington, MN 55431 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-03-29
TX RA APPROVED 2018-03-29
  • MN RA
    APPROVED
    Since 2018-03-29
  • TX RA
    APPROVED
    Since 2018-03-29

Branch Locations

1650 West 82Nd Street Suite 870, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bloomington MN 08/2008 04/2018
Peak Financial Consulting, Inc. Bloomington MN 03/2018 Present
Lpl Financial, Llc Bloomington MN 02/2016 04/2018
Lpl Insurance Associates Bloomington MN 12/2007 04/2018
Mutual Securities Inc Camarillo CA 05/2018 Present
Peak Financial Consulting, Inc. Bloomington MN 06/2019 Present
Previous Registrations
Other Businesses

1. Peak Financial Consulting, Inc., Start Date: 07/01/2019, 1650 W 82nd St., Ste. 870, Bloomington, MN 55431, S-Corp, RIA, President/Owner/CCO/CIO/CEO, Investment Advisor/CCO/CIO/CEO, Investment Related, 200 Hours per month, 8 Hours per day during trading hours. 2. MUTUAL SECURITIES, INC.; START DATED: 05/2018; CAMARILLO, CA; REGISTERED REPRESENTATIVE; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-12
S63 Uniform Securities Agent State Law Examination 2008-06-18
  • S65 Uniform Investment Adviser Law Examination
    2017-01-12
  • S63 Uniform Securities Agent State Law Examination
    2008-06-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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