Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2023-05-31 |
| CA | RA | APPROVED | 2023-05-11 |
| WA | RA | APPROVED | 2023-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Capitol Inc | Denver | CO | 10/2013 | 10/2016 |
| Edward Jones Investments | St Louis | MO | 01/2017 | 05/2023 |
| Mml Investors Services, Llc | San Juan Capistrano | WA | 05/2023 | Present |
| Massmutual Insurance Company | San Juan Capistrano | WA | 05/2023 | Present |
(1) NAME: COSTA MESA INV REL: N ADD: 1723 LABRADOR DR., COSTA MESA, CA 92626 NATURE: PERSONAL RESIDENT RENTAL PROPERTY POSITION: OWNER START DATE: 05/04/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OVERSEE PROPERTY MANAGERS MANAGEMENT OF PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-10 |
Reach out to this advisor